Issued: October 15 2001Effective: as of date of issueMain contents: For the purpose of preventing illegal acts arising from conflicts of interests in securities…
Issued: October 10 2001Main contents: The Circular adds details to the Administration of Client's Transaction Settlement Funds Procedures (the Procedures).…
Issued: September 30 2001Main contents: The Circular is concerned with the recent illegal over-the-counter auction of non-traded shares and requests the…
Promulgated: October 26 2001Effective: as of date of promulgationApplicability: The Provisions are also applicable where Hong Kong, Macao and Taiwan investors…
Promulgated: September 21 2001Effective: September 30 2001Applicability: These Provisions are applicable where equity interests are subject to property…
National LegislationConstitution and Legal SystemStanding Committee of the National People's Congress, Articles 228, 342 and 410 of the Interpretation全国人民代表大会常务委员会关于《中华人民共和国刑法》第228条、第342条、第410条的解释1430/01.08.31Environmental…
Issued: September 3 2001Effective: as of date of issueApplicability: For the purposes of the Opinion, "over-allotment option" means, in relation to a share…
Promulgated: August 28 2001Effective: September 1 2001Applicability: Venture investment is defined as an investment method consisting of equity investment,…
Issued: August 31 2001Effective: December 1 2001Interpreting authority: The stock exchange concerned (Article 128)Applicability: The Rules apply to transactions…