Capital Markets

• Department of Public Offering Supervision of China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum No.9 Whether a Company That Proposes to Issue Shares Complies with the Issue Conditions When There Exists a Problem of Negative

  中国证监会发行监管部股票发行审核标准备忘录第9号 －关于报告期内存在“未分配利润”为负数问题的拟发行公司是否符合发行条件的审核指引

  Issued: April 16 2002Main contents: The Guidelines list the conditions that a company proposing to offer shares will not violate the Company Law even if…

  June 02, 2002

• Department of Public Offering Supervision of China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum No.12 Examination and Verification Guidelines for Such Questions as the Proportion of External Investment

  中国证监会发行监管部股票发行审核标准备忘录第12号 －关于对外投资比例等问题的审核指引

  Issued: May 28 2002Main contents: The Guidelines stipulate that the accumulative external investments (including the investment capital raised by the current…

  June 02, 2002

• Department of Public Offering Supervision of China Securities Regulatory Commission, Relevant Questions Concerning the Issue of New Shares to Investors in the Secondary Market Supplementary Circular

  中国证监会发行监管部关于向二级市场投资者配售新股有关问题的补充通知

  Deals with the resumption of the issue of new shares to investors in the secondary market after technical suspension.

  June 02, 2002

• People's Bank of China, Questions Concerning the Examination of the Qualifications of Shareholders in the Course of Re-registration of Trust and Investment Companies Circular

  中国人民银行关于信托投资公司重新登记过程中股东资格审查问题的通知

  Relaxes restrictions on equity investment to trust and investment companies.

  May 02, 2002

• China Securities Regulatory Commission, State Development Planning Commission and State Administration of Taxation, Adjusting the Standard of Commission Charges for Securities Trading Circular

  中国证券监督管理委员会、国家计委、国家税务总局关于调整证券交易佣金收取标准的通知

  The standard of commission charges and procedures for its determination and change.

  May 02, 2002

• Ministry of Finance, Reform of the Executive Administration on State-owned Asset Valuation and Strengthening the Regulatory Work on Asset Valuation Opinion

  财政部关于改革国有资产评估行政管理方式加强资产评估监督管理工作的意见

  Eliminates the examination and approval system for initiation of an asset valuation and for confirmation on the valuation report.

  May 02, 2002

• People's Bank of China, Administration of the Trading of Book-entry Treasury Bonds at Commercial Bank Counters Procedures

  中国人民银行商业银行柜台记账式国债交易管理办法

  Application procedures for counter trading in book-entry treasury bonds in the PRC.

  May 02, 2002

• Rules for the Compilation and Submission of Information Disclosure by Companies That Offer Securities to the Public No.17 - Contents and Format of Prospectuses of Foreign-funded Companies Limited by Shares Special Provisions

  公开发行证券的公司信息披露编报规则第17号 －外商投资股份有限公司招股说明书内容与格式特别规定

  Increased disclosure requirements in prospectuses issued by foreign invested companies limited by shares.

  May 02, 2002

• Shanghai Stock Exchange, Questions Relevant to Amending Part Ten of the Share Listing Rules and Arising from the Implementation Thereof Circular

  上海证券交易所关于修订股票上市规则第十章及实施中有关问题的通知

  Issued: February 25 2002Effective: as of date of issueMain contents: The revisions aim to achieve consistency with the provisions of the Suspension and…

  March 31, 2002

• Shenzhen Stock Exchange, Issue of Part Ten (2002 Amended Text) of the «Shenzhen Stock Exchange, Share Listing Rules» Circular

  深圳证券交易所关于发布《深圳证券交易所股票上市规则》第十章 (2002年修订稿) 的通知

  Issued: February 25 2002Effective: as of date of issueMain contents: The revisions aim to achieve consistency with the provisions of the Suspension and…

  March 31, 2002