Capital Markets

Promises Kept: The CSRC Opens the Door to Foreign Investment in Fund Management Companies

Establishment of Fund Management Companies with Foreign Equity Participation Rules

外资参股基金管理公司设立规则

New Rules on JV Securities Companies: A Limited Opening of China's Securities Industry

Establishment of Securities Companies with Foreign Equity Participation Rules

外资参股证券公司设立规则

Shanghai Stock Exchange, Shenzhen Stock Exchange and China Securities Depository and Clearing Corporation Limited, Market Value Distribution of New Share Issues Implementing Rules

上海证券交易所、深圳证券交易所、中国证券登记结算有限责任公司新股发行市值配售实施细则

Department of Public Offering Supervision of China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum No.9 Whether a Company That Proposes to Issue Shares Complies with the Issue Conditions When There Exists a Problem of Negative

中国证监会发行监管部股票发行审核标准备忘录第9号 －关于报告期内存在“未分配利润”为负数问题的拟发行公司是否符合发行条件的审核指引

Department of Public Offering Supervision of China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum No.12 Examination and Verification Guidelines for Such Questions as the Proportion of External Investment

中国证监会发行监管部股票发行审核标准备忘录第12号 －关于对外投资比例等问题的审核指引

Department of Public Offering Supervision of China Securities Regulatory Commission, Relevant Questions Concerning the Issue of New Shares to Investors in the Secondary Market Supplementary Circular

中国证监会发行监管部关于向二级市场投资者配售新股有关问题的补充通知

People's Bank of China, Questions Concerning the Examination of the Qualifications of Shareholders in the Course of Re-registration of Trust and Investment Companies Circular

中国人民银行关于信托投资公司重新登记过程中股东资格审查问题的通知

China Securities Regulatory Commission, State Development Planning Commission and State Administration of Taxation, Adjusting the Standard of Commission Charges for Securities Trading Circular

中国证券监督管理委员会、国家计委、国家税务总局关于调整证券交易佣金收取标准的通知