These provisions govern the procedures and administration of cases and disputes that arises out of Misrepresentation in the Securities Market
February 28, 2003
Capital Markets
Driven by the desire to gain a better position before China fully opens its banking sector according to its WTO commitment, and encouraged by several precedents…
February 28, 2003On December 26 2002 the China Securities Regulatory Commission (CSRC) promulgated the Issues Relevant to Standardization of the Transfer of Contributed…
February 28, 2003Over a year after its WTO accession, how has China done in the key securities, fund management and insurance markets?
February 28, 2003False profit statements and other forms of misrepresentation have plagued China's securities markets for years. A new SPC regulation directs the government's efforts to clean up the markets.
February 28, 2003Promulgated: January 9 2003Effective: February 1 2003Applicability: "Investors" is defined as a natural person, legal person or other organization that…
January 31, 2003Issued: December 23 2002Main contents: Appended to the Circular is a list detailing the items in respect of which examination requirements are to be abolished…
January 31, 2003Promulgated: January 8 2003Effective: March 1 2003Interpreting authority: State Development Planning Commission, Ministry of Finance and State Administration…
January 31, 2003Issued: November 28 2002Effective: December 1 2002Interpreting authority: China Securities Regulatory CommissionApplicability: The Guidelines do not apply…
January 31, 2003Issued: November 18 2002Main contents: The Circular stipulates that establishment of securities companies or fund management companies with foreign equity…
January 31, 2003