Capital Markets

• China Securities Regulatory Commission, Implementing Rules for the Pooled Asset Management Business of Securities Companies (Revised)

  中国证券监督管理委员会证券公司集合资产管理业务实施细则 (修订)

  Pooled asset management business of securities companies restricted to private funds only.

  July 16, 2013

• China Securities Regulatory Commission, Measures for Administration of the Client Asset Management Business of Securities Companies (Revised)

  中国证券监督管理委员会证券公司客户资产管理业务管理办法 (修订)

  Client asset management business of securities companies restricted to private funds only.

  July 16, 2013

• Ministry of Human Resources and Social Security, China Banking Regulatory Commission, China Securities Regulatory Commission and China Insurance Regulatory Commission, Circular on Issues Relevant to Old-age Pension Products for Enterprise Pensions

  人力资源社会保障部、中国银行业监督管理委员会、中国证券监督管理委员会、中国保险监督管理委员会关于企业年金养老金产品有关问题的通知

  Enterprise pension fund investment managers allowed to offer old-age pension products.

  July 04, 2013

• Ministry of Human Resources and Social Security, China Banking Regulatory Commission, China Securities Regulatory Commission and China Insurance Regulatory Commission, Circular on Expanding the Scope of Investment of Enterprise Pension Funds

  人力资源社会保障部、中国银行业监督管理委员会、中国证券监督管理委员会、中国保险监督管理委员会关于扩大企业年金基金投资范围的通知

  Investment scope of enterprise pension funds expanded.

  July 04, 2013

• Circular on Issues Relevant to the Pilot Projects for the Engagement in Asset Management Product Business by Insurance Asset Management Companies

  关于保险资产管理公司开展资产管理产品业务试点有关问题的通知

  Insurance asset management companies allowed to sell asset management products.

  May 29, 2013

• China Securities Regulatory Commission, Guidelines for Contents and Formats for Information Disclosure by Companies That Offer Securities to the Public (No.3) - Contents and Format of Interim Reports (Revised in 2013)

  中国证券监督管理委员会公开发行证券的公司信息披露内容与格式准则第3号——半年度报告的内容与格式 (2013年修订)

  Contents of interim reports simplified.

  May 12, 2013

• China Securities Regulatory Commission, Compilation Rules for Information Disclosure by Companies that Offer Securities to the Public (No.13): Special Provisions on Content and Format of Quarterly Reports (Revised in 2013)

  中国证券监督管理委员会公开发行证券的公司信息披露编报规则第13号——季度报告内容与格式特别规定 (2013年修订)

  Contents of quarterly reports simplified.

  May 12, 2013

• China Securities Regulatory Commission, Provisions for the Regulation of Branches of Securities Companies

  中国证券监督管理委员会证券公司分支机构监管规定

  Securities firms may establish branches anywhere in China.

  May 12, 2013

• China Securities Regulatory Commission, Provisions for the Administration of the Equity Incentive and Restriant Mechanism of Securities Companies (Draft for Comments)

  中国证券监督管理委员会证券公司股权激励约束机制管理规定（征求意见稿）

  Issued: March 16 2013 Main contents: The Provisions specify that the recipients of the employee shareholding scheme of securities companies are directors,…

  May 12, 2013

• Ministry of Finance, People's Bank of China and China Securities Regulatory Commission, Circular on the Pilot Project of the Launch of Advance Offering of Treasury Bonds

  财政部、中国人民银行、中国证券监督管理委员会关于开展国债预发行试点的通知

  China allows pre-offering of treasury bonds.

  May 11, 2013