Shenzhen Stock Exchange, Implementing Rules for the Administration of Program Trading (Draft for Comments)

深圳证券交易所程序化交易管理实施细则 (征求意见稿)

July 31, 2024 | BY

Susan Mok

Shenzhen Stock Exchange specifies the reporting requirements for program trading

Issued: June 7, 2024

Main contents: The Rules apply to program trading of securities such as stocks, bonds, funds and depositary receipts on the exchange and program trading investors mainly include member clients that conduct program trading, members, public funds and other institutions that use trading units, such as insurance institutions.

Before conducting program trading for the first time, the member client is required to report to the member; and the firm using the trading units is required to report directly to the exchange. In the event of a material change in the reported information, the obligation of amending the report is required to be performed within the prescribed delay

This premium content is reserved for
China Law & Practice Subscribers.

  • A database of over 3,000 essential documents including key PRC legislation translated into English
  • A choice of newsletters to alert you to changes affecting your business including sector specific updates
  • Premium access to the mobile optimized site for timely analysis that guides you through China's ever-changing business environment
For enterprise-wide or corporate enquiries, please contact our experienced Sales Professionals at +44 (0)203 868 7546 or [email protected]