China Securities Regulatory Commission, Decision on Amending the List of Random Check Matters of the China Securities Regulatory Commission (Draft for Comments)

中国证券监督管理委员会关于修改《中国证监会随机抽查事项清单》的决定（征求意见稿）

May 06, 2024 | BY

Susan Mok

CSRC intensifies IPO random inspection

Promulgated: 2024-04-12

Issued: April 12, 2024

Main contents: The sampling ratio for the inspection of IPO enterprises is revised from a 5% random sampling ratio to a 20% random sampling ratio, with a corresponding increase in the ratios of problem-oriented onsite inspections and exchange onsite oversight. After the revisions, the overall ratio of onsite inspections and oversight will be no less than one-third.

issued: 2024-04-12

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