China Securities Regulatory Commission, Provisions on Matters Relevant to Using the Property of a Securities Law Offender on a Priority Basis for Bearing Civil Compensation Liability (Draft)

Issued: March 11, 2022

Main  contents: Where the Securities Law is violated and the offender is required to bear both civil compensation liability and administrative liability for payment of a fine and forfeiture and its remaining property, after payment of the fine and forfeiture, is insufficient for bearing the civil compensation liability, an investor whose lawful rights and interests have been infringed upon may submit a written application requesting that the fine/forfeited amount paid by the offender in connection with the same violation be used to bear the civil compensation liability (Article 1).