China Securities Regulatory Commission, Measures for the Oversight of Directors, Supervisors, Senior Executives and Practitioners of Institutions Engaging in Securities and Fund Business

中国证券监督管理委员会证券基金经营机构董事、监事、高级管理人员及从业人员监督管理办法

March 21, 2022 | BY

Susan Mok

CSRC issues new rules on qualifications of senior securities executives

Issued: February 18, 2022

Effective: April 1, 2022

Main contents: A person proposed to serve as a director, supervisor or senior executive of an institution that engages in securities or fund business shall satisfy the following basic conditions:

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