Legislation roundup: Stock Connect, securities executives and smart mobile terminals

February 21, 2022 | BY

Susan Mok

CSRC issues new rules on qualifications of senior securities executives. Domestic and foreign Stock Connect is expanded to include bourses in Shenzhen, Switzerland and Germany. Pre-set applications on mobile devices should allow uninstallation.

Capital Markets

China Securities Regulatory Commission, Provisions for the Oversight of Depository Receipts Transactions under Stock Connect Schemes Between Domestic and Foreign Stock Exchanges

中国证券监督管理委员会境内外证券交易所互联互通存托凭证业务监管规定

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