China Securities Regulatory Commission, Provisions for Banning Access to Securities Markets

中国证券监督管理委员会证券市场禁入规定

July 05, 2021 | BY

Susan Mok

Parties may be banned from participating in securities markets

Promulgated: June 15, 2021

Effective: July 19, 2021

Main contents: Where any of the following persons violates a law, set of administrative regulations or a relevant provisions of the China Securities Regulatory Commission and the circumstances thereof are serious, the law enforcement entity may, depending on the seriousness of the circumstances, take measures to ban such person from the securities markets:

This premium content is reserved for
China Law & Practice Subscribers.

  • A database of over 3,000 essential documents including key PRC legislation translated into English
  • A choice of newsletters to alert you to changes affecting your business including sector specific updates
  • Premium access to the mobile optimized site for timely analysis that guides you through China's ever-changing business environment
For enterprise-wide or corporate enquiries, please contact our experienced Sales Professionals at +44 (0)203 868 7546 or [email protected]