Legislation roundup: Securities companies, information disclosure and e-commerce

March 26, 2021 | BY

Susan Mok

CSRC redefines major shareholders of securities companies and tightens corporate management's information disclosure obligations. The pilot project for cross-border e-commerce retail import is expanded.

Capital Markets

China Securities Regulatory Commission, Provisions for the Administration of the Equity of Securities Companies (Revised)

中国证券监督管理委员会证券公司股权管理规定 (修正)

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