China Securities Regulatory Commission, Guidelines for the Operation of Publicly Offered Securities Investment Funds No. 3: Guidelines for Index Funds

中国证券监督管理委员会公开募集证券投资基金运作指引第3号——指数基金指引

February 04, 2021 | BY

Susan Mok

CSRC issues guidelines on index funds aiming to protect investors

Issued: January 18, 2021

Effective: February 1, 2021

Applicability: The Guidelines shall apply to stock index funds, bond index funds, etc. The Tentative Provisions on Gold Trading Open-Ended Securities Investment Funds, Guidelines on Commodity Futures Trading Open-Ended Securities Investment Funds and relevant provisions of the China Securities Regulatory Commission shall apply to commodity index funds (Article 12). 

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