Legislation roundup: Securities services, insurance companies and live streaming

July 30, 2020 | BY

Susan Mok

Law firms and accounting firms are required to carry out record filing for providing services for securities offering. Insurance companies' allocation of equity assets is subject to oversight according to their solvency. Online platform operators may bear e-commerce operator obligations for live streaming marketing.

Capital Markets

China Securities Regulatory Commission, Ministry of Industry and Information Technology, Ministry of Justice and Ministry of Finance, Provisions for the Administration of Record Filing by Securities Service Firms That Engage in Securities Service Business

中国证券监督管理委员会、工业和信息化部、司法部、财政部证券服务机构从事证券服务业务备案管理规定

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