China Securities Regulatory Commission, Guidelines for the Registration and Review of Publicly Offered Funds Participating in Trading on the Hong Kong Stock Market Through the Southbound Trading Mechanism

中国证券监督管理委员会通过港股通机制参与香港股票市场交易的公募基金注册审核指引

September 17, 2017 | BY

Susan Mok

Public funds' participation in southbound trading of Mainland-Hong Kong Stock Connect regulated.

Clp Reference: 3700/17.06.14 Promulgated: 2017-06-14

Published: June 14 2017

Main contents: If a fund includes words such as “Hong Kong Stocks” in its name, it shall invest at least 80% of its non-cash fund assets in Hong Kong stocks (Article 1).

If less than 80% of non-cash fund assets are invested in Hong Kong stocks, a fund may not include words such as “Hong Kong Stocks” in its name, and its investment in Hong Kong stocks may not exceed 50% of its stock assets (Article 2).

clp reference:3700/17.06.14 published:2017-06-14

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