China (Shanghai) Pilot Free Trade Zone, Guidelines on the Negative List for Opening the Financial Service Industry to Foreign Investment (2017 Edition)

中国（上海）自贸试验区金融服务业对外开放负面清单指引 (2017年版)

September 16, 2017 | BY

Susan Mok &clp articles &

Shanghai FTZ imposes restrictions on foreign financial institutions.

Clp Reference: 2300/17.06.26 Promulgated: 2017-06-26

Issued: June 26 2017

Main contents: Foreign-funded shareholders of banks, lease financing companies, consumer finance companies, money brokerages, fund companies, futures companies, insurance companies and trust companies shall be financial institutions or pertinent professional firms.

Financial institutions in whose establishment foreign investors were involved may not become general members of a stock exchange or members of a futures exchange, and may not apply to open A share securities accounts or futures accounts.

Related legislation: Special Administrative Measures for Foreign Investment Access in Pilot Free Trade Zones (Negative List) (2017 Edition)

clp reference:2300/17.06.26/SH issued:2017-06-26

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