Questions and Answers on the Oversight of Offerings: Regulatory Requirements for Guiding and Regulating the Financing Acts of Listed Companies
发行监管问答——关于引导规范上市公司融资行为的监管要求
CSRC regulates further financing of listed companies.
(Issued by the Department of Public Offering Supervision of the China Securities Regulatory Commission on February 17 2017.)
(中国证券监督管理委员会发行监管部于二零一七年二月十七日发布。)
Q: Article 10 of the Measures for the Administration of Securities Offerings by Listed Companies and Article 11 of the Tentative Measures for the Administration of the Offering of Securities by Companies Listed on ChiNext provide for the scale and purpose of the proceeds derived by listed companies from further financing. How is the regulation and guidance of rational financing by listed companies assured in reviews?
问： 《上市公司证券发行管理办法》第十条、《创业板上市公司证券发行管理暂行办法》第十一条对上市公司再融资募集资金规模和用途等方面进行了规定。请问，审核中对规范和引导上市公司理性融资是如何把握的？
A: With a view to regulating and guiding rational financing by listed companies, reasonably determining the scale of financing, enhancing the effective use of offering proceeds and preventing the use, in a disguised manner, of proceeds for financial investment, a further financing review approaches the issues in accordance with the following requirements:
答： 为规范和引导上市公司理性融资、合理确定融资规模、提高募集资金使用效率,防止将募集资金变相用于财务性投资，再融资审核按以下要求把握：
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