Instructions for Filling out the Form for the Record Filing of a Wholly Foreign-owned or Equity Joint Private Securities Investment Fund Manager (Excerpt: Legal Opinion for Registration of a Manager)

外商独资和合资私募证券投资基金管理人登记备案填报说明 (节选: 管理人登记法律意见书)

AMAC sets forth legal opinion guidelines for registration of private fund managers.

(Issued by the Asset Management Association of China on January 5 2017.)

(中国证券投资基金业协会于二零一七年一月五日发布。)

Section 2.3.2: Legal Opinion for Registration of a Manager

2.3.2 管理人登记法律意见书

The Announcement on Several Matters Concerning Further Regulation of the Registration of Private Fund Managers (Zhong Ji Xie Fa [2016] No.4) specifies that, from the date of issuance of the Announcement (note: February 5 2016), a legal opinion issued by a Chinese law firm needs to be submitted through the private fund registration and record filing system for a new application for registration of a private fund manager.

《关于进一步规范私募基金管理人登记若干事项的公告》(中基协发〔2016〕4 号)规定,自本公告发布之日(注:2016 年 2 月 5 日)起,新申请私募基金管理人登记需通过私募基金登记备案系统提交中国律师事务所出具的法律意见书。

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