China Securities Regulatory Commission, Tentative Provisions for the Administration of the Risk Control Metrics of Specific Client Asset Management Subsidiaries of Fund Management Companies
中国证券监督管理委员会基金管理公司特定客户资产管理子公司风险控制指标管理暂行规定
February 21, 2017 | BY
Susan Mok &clp articles &New norms for risk management of subsidiaries of fund management companies.
Promulgated: November 29 2016
Effective: December 25 2016
Main contents: A transitional arrangement under which the norms will be achieved gradually shall be adopted, according, on the whole, an 18-month transition period. However, within 12 months and 18 months after the issuance and implementation of the provisions, at least 50% and 100% of the set standards for each of the risk control norms shall be achieved respectively.
Related legislation: Measures for the Pilot Specific Client Asset Management Business of Fund Management Companies (Amended), Measures for the Administration of Securities Investment Fund Management Companies (Amended) and Provisions on Issues Relevant to the Implementation of the <Measures for the Administration of Securities Investment Fund Management Companies>
clp reference:3700/16.11.29 promulgated:2016-11-29 effective:2016-12-25Promulgated: November 29 2016
Effective: December 25 2016
Main contents: A transitional arrangement under which the norms will be achieved gradually shall be adopted, according, on the whole, an 18-month transition period. However, within 12 months and 18 months after the issuance and implementation of the provisions, at least 50% and 100% of the set standards for each of the risk control norms shall be achieved respectively.
Related legislation: Measures for the Pilot Specific Client Asset Management Business of Fund Management Companies (Amended), Measures for the Administration of Securities Investment Fund Management Companies (Amended) and Provisions on Issues Relevant to the Implementation of the <Measures for the Administration of Securities Investment Fund Management Companies>
clp reference:3700/16.11.29 promulgated:2016-11-29 effective:2016-12-25This premium content is reserved for
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