China Securities Regulatory Commission, Several Provisions on the Mechanisms to Provide Mutual Trading Access Between the Mainland and Hong Kong Stock Markets

中国证券监督管理委员会内地与香港股票市场交易互联互通机制若干规定

November 14, 2016 | BY

Susan Mok &clp articles

Investors enjoy property rights in stocks purchased through the Shanghai/Shenzhen-Hong Kong Stock Connect.

Promulgated: September 30 2016

Effective: as of date of promulgation

Applicability: For the purposes of these Provisions, the term “mechanisms to provide mutual trading access between the mainland and Hong Kong stock markets” refers to the establishment of technical links between the Shanghai Stock Exchange and the Shenzhen Stock Exchange, respectively, with the Hong Kong Exchanges and Clearing Limited (HKEx) enabling mainland and Hong Kong investors to trade stocks listed on the other party's exchange within the specified scope through a local securities company or broker. The mechanisms to provide mutual trading access between the mainland and Hong Kong stock markets includes the mechanism to provide mutual trading access between the Shanghai and Hong Kong stock markets (Shanghai Connect) and the mechanism to provide mutual trading access between the Shenzhen and Hong Kong stock markets (Shenzhen Connect) (Article 2).

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