Shenzhen Stock Exchange, Trading Rules (4th Revision)

深圳证券交易所交易规则 (第四次修订)

September 10, 2013 | BY

CLP Temp &

Shenzhen Stock Exchange facilitates block trading.

Clp Reference: 3700/13.07.26 Promulgated: 2013-07-26 Effective: 2013-08-05

Issued: July 26 2013

Effective: August 5 2013

Interpreting authority: Shenzhen Stock Exchange

Main contents: The Revision lowers the minimum trading shares and amounts for block transactions of A shares, B shares and funds to 60% of the existing thresholds. Two new pricing methods based on the closing price or volume-weighted average price are introduced for block transactions. Also, bond ETFs bought are allowed to be sold on the same day.

Related legislation: PRC Securities Investment Fund Law (Revised), Dec 28 2012, CLP 2013 No.2 p.66; and PRC Securities Law (Amended), Oct 27 2005, CLP 2006 No.1 p.31

clp reference:3700/13.07.26/SZ issued:2013-07-26 effective:2013-08-05

Issued: July 26 2013

Effective: August 5 2013

Interpreting authority: Shenzhen Stock Exchange

Main contents: The Revision lowers the minimum trading shares and amounts for block transactions of A shares, B shares and funds to 60% of the existing thresholds. Two new pricing methods based on the closing price or volume-weighted average price are introduced for block transactions. Also, bond ETFs bought are allowed to be sold on the same day.

Related legislation: PRC Securities Investment Fund Law (Revised), Dec 28 2012, CLP 2013 No.2 p.66; and PRC Securities Law (Amended), Oct 27 2005, CLP 2006 No.1 p.31

clp reference:3700/13.07.26/SZ issued:2013-07-26 effective:2013-08-05

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