China Securities Regulatory Commission, Guidelines for Participation in the Trading of Stock Index Futures and Treasury Bond Futures by Securities Companies

中国证券监督管理委员会证券公司参与股指期货、国债期货交易指引

September 10, 2013 | BY

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Unqualified securities companies not allowed to trade stock index futures.

Clp Reference: 3700/13.08.21 Promulgated: 2013-08-21 Effective: 2013-08-21

Promulgated: August 21 2013

Effective: as of date of promulgation

Main contents: The previous draft allowed securities companies without the qualifications to trade securities on their own account to trade stock index futures and treasury bond futures for the purpose of hedging. The formally promulgated Guidelines no longer allow them to trade stock index futures at all.

Related legislation: Regulations for the Administration of Futures Trading (Revised), Oct 24 2012, CLP 2013 No.1 online

Repealed legislation: Guidance on Participation in Stock Index Futures Trading by Securities Companies, Apr 21 2010

clp reference:3700/13.08.21promulgated:2013-08-21effective:2013-08-21

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