Shenzhen Stock Exchange, Implementing Measures for Securities Lending Transactions of the Re-lending Business (Trial Implementation)

深圳证券交易所转融通证券出借交易实施办法 (试行)

September 11, 2012 | BY

CLP Temp &

Shenzhen Stock Exchange serves as the platform for margin trading and short sale of securities.

Clp Reference: 3700/12.08.27 Promulgated: 2012-08-27 Effective: 2012-08-27

Issued: August 27 2012
Effective: as of date of issuance
Interpreting authority: Shenzhen Stock Exchange

Main contents: Please refer to the digest of the Shanghai Stock Exchange, Implementing Measures for Securities Lending of the Re-lending Business (Trial Implementation) except that the Shenzhen Measures do not specify the maximum quantity applied for by a Borrower.

Related legislation: Trial Measures for the Regulation of the Re-lending Business, Oct 26 2011, CLP 2011 No.10 p.29; Guiding Opinion on Pilot Engagement in Margin Trading and Short Sale of Securities by Securities Companies, Jan 22 2010, CLP 2010 No.2 p.32; Rules on the Re-lending Business (Trial Implementation), Aug 27 2012, CLP 2012 No.7 p.33; Implementing Rules for the Administration of the Margins of the Re-lending Business (Trial Implementation), Aug 27 2012, CLP 2012 No.7 p.34; and Shanghai Stock Exchange, Implementing Measures for Securities Lending of the Re-lending Business (Trial Implementation), Aug 27 2012, CLP 2012 No.7 p.36

clp reference:3700/12.08.27/SZ issued:2012-08-27 effective:2012-08-27

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