Department of Investment Funds Supervision of the China Securities Regulatory Commission, Circular on Issues Relevant to Further Optimising the Review of Funds by Type

中国证券监督管理委员会基金监管部关于进一步优化基金分类审核工作有关问题的通知

March 29, 2012 | BY

clpstaff &clp articles &

Regulator streamlines the Rreview of fund products streamlined.

Clp Reference: 3700/12.03.02 Promulgated: 2012-03-02 Effective: 2012-03-02

Issued: March 2 2012
Effective: as of date of issuance


Main contents:
When a fund management company reports a product via the domestic fund channel, the product will no longer be arranged in sequence as a fixed return fund, active investment stock fund or index fund: the fund management company may simultaneously submit offering applications for three funds, which may all be of the same type or of different types. Applications for QDII funds, innovative products and specific asset management plans shall continue to be made in the existing manner.


Repealed legislation:
Circular on Issues Relevant to Further Optimising the Review of Funds, 2009

clp reference:3700/12.03.02promulgated:2012-03-02effective:2012-03-02

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