China Securities Regulatory Commission, Provisions for the Implementation of the «Measures for Pilot Projects for Securities Investment in China by the Renminbi Qualified Foreign Institutional Investors of Fund Management Companies and Securities Companies»

中国证券监督管理委员会关于实施《基金管理公司、证券公司人民币合格境外机构投资者境内证券投资试点办法》的规定

March 29, 2012 | BY

clpstaff &clp articles &

Implementing provisions elaborate on application requirements for renminbi-qualified foreign institutional investors.

Clp Reference: 3700/11.12.16 Promulgated: 2011-12-16 Effective: 2011-12-16

Issued: December 16 2011
Effective: as of date of issuance


Main contents: The Provisions elaborate on the application requirements for renminbi qualified foreign institutional investors. For the purposes of Item (10) of Article 7 of the Measures for Pilot Projects for Securities Investment in China by the Renminbi Qualified Foreign Institutional Investors of Fund Management Companies and Securities Companies, the term “legal opinion” means a legal opinion issued by a law firm, which shall include but not be limited to an opinion on whether the applicant or its domestic parent has been subjected to penalties by the local regulator during the most recent three years and an opinion on whether the applicant satisfies the requirements in respect of the relevant qualification conditions (Article 1).

clp reference:3700/11.12.16(2)promulgated:2011-12-16effective:2011-12-16

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