Tentative Provisions for the Examination and Approval of the Scope of Business of Securities Companies

证券公司业务范围审批暂行规定

The Provisions allow securities companies to engage in margin trading and short sale of securities.

(Promulgated by the China Securities Regulatory Commission on October 30 2008 and effective as of December 1 2008.)

(中国证券监督管理委员会於二零零八年十月三十日公布,自二零零八年十二月一日起施行。)

证监会公告 [2008] 42号

Announcement of the CSRC [2008] No.42

第一条 为明确证券公司业务范围审批的有关事项，根据《证券法》和《证券公司监督管理条例》，制定本规定。

Article 1: These Provisions have been formulated pursuant to the Securities Law and the Regulations for the Oversight of Securities Companies in order to clarify matters relevant to the examination and approval of the scope of business of securities companies.

第二条 证券公司应当在证监会依法批准的范围内经营证券业务和其他业务，不得超范围经营。

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