China Securities Regulatory Commission, Provisions on Issues Relevant to Regulatory Opinions for Initial Public Offerings of Shares and the Listing Thereof by Securities Companies

中国证券监督管理委员会关于证券公司申请首次公开发行股票并上市监管意见书有关问题的规定

July 09, 2008 | BY

clpstaff &clp articles

Ice-breaking provisions for IPOs of securities companies.

Issued: May 12 2008
Effective: as of date of issuance

Main Contents: Before a securities company submits an application for an initial public offering of shares (IPO) and the listing thereof, it shall submit relevant materials to the China Securities Regulatory Commission (the CSRC) and apply for the issuance of a regulatory opinion. Such relevant materials cover matters such as:

(1) Basic Particulars of the Company

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