China Securities Regulatory Commission, Provisions for the Regulation of Branches of Securities Companies (Trial Implementation)

中国证券监督管理委员会证券公司分公司监管规定 (试行)

July 09, 2008 | BY

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Restrictions set on securities companies' business scope.

Issued: May 13 2008
Effective: as of date of issuance

Main Contents: A branch shall engage in business within the scope authorized by the securities company, and may not operate beyond its authorized scope.

A securities company may authorize a branch to engage in the following business:

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