Trial Measures for the Administration of Overseas Securities Investment by Qualified Domestic Institutional Investors

合格境内机构投资者境外证券投资管理试行办法

This law regulates investments in overseas securities by qualified domestic institutional investors and to protect the interests of investors. Parts Two and Three set out the requirements for being a qualified domestic institutional investor (QDII), and an oversea investment consultant. Part Four deals with the custody of assets, power and duties of a custodian, and the appointment of an overseas asset custodian. Part Five is concerned with the duties and transparency of the QDII. Part Six sets out the limit of fund management.

(Promulgated by the China Securities Regulatory Commission on June 18 2007 and effective as of July 5 2007.)

Order of the CSRC No.46

(中国证券监督管理委员会于二零零七年六月十八日公布，自二零零七年七月五日起施行。)

证监会令第46号

PART ONE: GENERAL PROVISIONS

第一章 总则

Article 1: These Measures have been formulated pursuant to the Securities Investment Funds Law, the Securities Law and other relevant laws and administrative regulations in order to regulate investments in overseas securities by qualified domestic institutional investors and protect the lawful rights and interests of investors.

第一条为了规范合格境内机构投资者境外证券投资行为，保护投资人合法权益，根据《证券投资基金法》、《证券法》和其它有关法律、行政法规，制定本办法。

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