China Securities Regulatory Commission, Measures on the Administration of the Qualifications of the Directors, Supervisors and Senior Management Personnel of Futures Companies

中国证券监督管理委员会期货公司董事、监事和高级管理人员任职资格管理办法

The appointment of a chief risk officer required in futures companies.

2 minute readSeptember 02, 2007 at 12:58 AM

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Promulgated: July 4 2007

Effective: As of date of promulgation

Applicability: The term "senior management personnel" refers to the general manager, deputy general manager, chief risk officer (hereinafter, Management Personnel), person in charge of finance, person in charge of the sales department and personnel who actually perform the above duties (Article 2).

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