China Securities Regulatory Commission, Trial Measures for the Provision of Intermediary Services by Securities Companies to Futures Companies

中国证券监督管理委员会证券公司为期货公司提供中间介绍业务试行办法

June 02, 2007 | BY

clpstaff &clp articles

Securities companies mayoffer intermediary services for affiliated futures companies.

Issued: April 20 2007
Effective: As of date of issuance

Applicability: The term "provision of intermediary services by securities companies to futures companies" (Intermediary Services) refers to business activities whereby securities companies are entrusted by futures companies with introducing clients to futures companies' futures trading and other related services (Article 2).

Main Contents: Securities companies applying for the Intermediary Service qualification shall comply with the following criteria:

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