China Securities Regulatory Commission, Implementing Measures for Restricting Securities Transactions

中国证券监督管理委员会限制证券买卖实施办法

June 02, 2007 | BY

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Restricting securities transactions as a means of trading regulation.

Promulgated: May 18 2007
Effective: As of date of promulgation

Applicability: The term "restricting securities transactions" refers to restrictive measures imposed on the securities transactions of restricted accounts of parties under investigation when the China Securities Regulatory Commission (CSRC) is investigating material illegal securities activities, such as stock market manipulation and insider trading (Article 2).

Main Contents: Article 3 of the Measures states that restricted accounts include fund accounts and securities accounts of parties under investigation, accounts under their de facto control and other accounts related to the parties. Other accounts related to parties under investigation include:

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