Shanghai Stock Exchange, Members Administration Rules

Issued: February 26 2007
Effective: May 1 2007
Interpreting Authority: Shanghai Stock Exchange (Stock Exchange)

Main Contents: The Rules cover the administration of membership qualifications, seats, members' trading rights, and securities trading and related operations; day-to-day administration concerning member representatives, reports and notices from members, membership fees and dispute resolution; supervision and inspection of the securities transactions of members; and disciplinary penalties for violation of the business rules of the Stock Exchange.