China Securities Regulatory Commission, Measures for the Administration of the Offering and Underwriting of Securities

中国证券监督管理委员会证券发行与承销管理办法

November 30, 2006 | BY

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Promulgated: September 17 2006Effective: September 19 2006Main contents: The Measures comprise:Part One: General ProvisionsPart Two: Inquiry and PricingPart…

Clp Reference: 3700/06.09.17 Promulgated: 2006-09-17 Effective: 2006-09-19

Promulgated: September 17 2006
Effective: September 19 2006

Main contents: The Measures comprise:
Part One: General Provisions
Part Two: Inquiry and Pricing
Part Three: Sale of Securities
Part Four: Securities Underwriting
Part Five: Information Disclosure
Part Six: Regulation and Penalties
Part Seven: Supplementary Provisions
Related legislation: PRC Securities Law (Amended), Oct 27 2005, CLP 2006 No.1 p.31 and PRC Company Law (Amended), Oct 27 2005, CLP 2005 No.10 p.21
Repealed legislation: Measures for Administration of the Share Underwriting of Securities Institutions; Circular on the Prohibition of Improper Acts in Share Offerings; Circular on Resolutely Halting Overdrafts and other such Acts in Share Offerings; Circular on Prohibiting Securities Institutions from Subscribing for Shares that they Underwrite; Circular on Strengthening the Oversight of the Share Underwriting Business of Securities Institutions; Circular on Issues Relevant to Private Placement of Shares to Legal Persons; Circular on Issues Relevant to Share Listing Arrangements; Supplementary Circular on the Oversight of the Share Underwriting Business of Securities Institutions; Circular on the Conduct of Company Promotion via the Internet by Companies Issuing New Shares and Circular on Several Issues Concerning the Trial Implementation of an Inquiry System for Initial Public Offerings of Shares

clp reference:3700/06.09.17prc reference:证监会令 第 37 号promulgated:2006-09-17effective:2006-09-19

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