China Banking Regulatory Commission, Guidelines for Managing the Risks Attaching to the Personal Financial Management Business of Commercial Banks

中国银行业监督管理委员会商业银行个人理财业务风险管理指引

March 31, 2006 | BY

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Promulgated: September 24 2005Effective: November 1 2005Main contents: The Guidelines comprise:Part One: General ProvisionsPart Two: Management of Risks…

Clp Reference: 3610/05.09.24 Promulgated: 2005-09-24 Effective: 2005-11-01

Promulgated: September 24 2005
Effective: November 1 2005

Main contents: The Guidelines comprise:
Part One: General Provisions
Part Two: Management of Risks Attaching to Personal Financial Management Advisory Services
Part Three: Management of Risks Attaching to Comprehensive Financial Management Services
Part Four: Management of Risks Attaching to Personal Financial Management Business Products
Part Five: Supplementary Provisions
Related legislation: PRC Banking Regulation Law, Dec 27 2004 No.1 p.45; PRC Commercial Banking Law, May 10 1995, CLP 1995 No.5 p.32 andTentative Measures for the Administration of the Personal Financial Management Business of Commercial Banks, Sep 24 2005, CLP 2006 No.2 p.44

clp reference:3610/05.09.24(2)promulgated:2005-09-24effective:2005-11-01

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