China Securities Regulatory Commission, Administration of the Sale of Securities Investment Funds Procedures

中国证券监督管理委员会证券投资基金销售管理办法

October 31, 2004 | BY

clpstaff &clp articles

The Procedures deals with qualification of fund distribution agents, fund publicity and promotional materials requirements, and the regulation of sales business and fund sales charges.

Clp Reference: 3700/04.06.25 Promulgated: 2004-06-25 Effective: 2004-07-01

Promulgated: June 25 2004
Effective: July 1 2004

Main contents: The Procedures comprise seven parts:
Part One: General Provisions
Part Two: Fund Distribution Agents
Part Three: Fund Publicity and Promotional Materials
Part Four: Fund Sales Charges
Part Five: Regulation of Sales Business
Part Six: Regulation and Legal Liability
Part Seven: Supplementary Provisions
Related legislation: PRC Securities Investment Fund Law, Oct 28 2003, CLP 2003 No.10 p43

clp reference:3700/04.06.25promulgated:2004-06-25effective:2004-07-01

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