Administration of the Sale of Securities Investment Funds Procedures

证券投资基金销售管理办法

The Procedures deal with qualifications of fund distribution agents, fund publicity and promotional materials requirements, and the regulation of sales business and fund sales charges.

Revised on March 15 2013. Latest revision can be found at:
http://www.chinalawandpractice.com/Article/3253080/Measures-for-the-Administration-of-the-Sale-of-Securities-Investment-Funds-2nd-Revision.html

 

(Promulgated by the China Securities Regulatory Commission on June 25 2004 and effective as of July 1 2004.)

(中国证券监督管理委员会于二零零四年六月二十五日公布，自二零零四年七月一日起施行。)

CSRC Chairman's Order [2004] No.20

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