Shenzhen Stock Exchange, Trading on the Small and Medium-sized Enterprise Board Special Provisions

深圳证券交易所中小企业板块交易特别规定

June 02, 2004 | BY

clpstaff &clp articles

Provides for information disclosure and auditing rules for SME Board-listed companies.

Clp Reference: 3700/04.05.20 Promulgated: 2004-05-20 Effective: 2004-05-20

Issued: May 20 2004
Effective: as of date of issue
Interpreting authority: Shenzhen Stock Exchange
Applicability: The Special Provisions apply to trading of stocks listed on the Small and Medium-sized Enterprise Board (SME Board) of the Shenzhen Stock Exchange. Where it is not provided in the Special Provisions, the Trading Rules of Shanghai and Shenzhen Stock Exchanges, the Shenzhen Stock Exchange, Block Trade Implementing Rules and other relevant provisions shall apply (Article 2).

Main contents: The Rules specify the trading hours, definitions of opening and closing prices, disclosure of the top five members with the largest amount of transactions when fluctuations or frequent transactions reach certain standards, and procedures for trading suspension and resumption during unusual trading circumstances. A separate index will be compiled for the SME Board (Article 7).
Related legislation: Trading Rules of Shanghai and Shenzhen Stock Exchanges, Aug 31 2001, CLP 2001 No.8 p8 and Shenzhen Stock Exchange, Block Trade Implementing Rules, Feb 25 2002, CLP 2002 No.3 p15

clp reference:3700/04.05.20/SZ(1)promulgated:2004-05-20effective:2004-05-20

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