Department of Intermediary Supervision of the China Securities Regulatory Commission, Issues Relevant to Securities Companies' Engaging in Collective Entrusted Investment Management Business Circular

中国证监会机构监管部关于证券公司从事集合性受托投资管理业务有关问题的通知

June 02, 2003 | BY

clpstaff &clp articles

Issued: April 29 2003Main contents: The Circular prohibits securities companies from raising funds from specified or unspecified investors for a collective…

Clp Reference: 3700/03.04.29 Promulgated: 2003-04-29

Issued: April 29 2003

Main contents: The Circular prohibits securities companies from raising funds from specified or unspecified investors for a collective investment plan or carrying out collective entrusted investment management before new procedures are implemented by the China Securities Regulatory Commission.
Related legislation: Regulating the Entrusted Investment Management Business of Securities Companies Circular, Nov 28 2001, CLP 2001 No.10 p9

clp reference:3700/03.04.29promulgated:2003-04-29

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