Department of Intermediary Supervision of the China Securities Regulatory Commission, Issues Relevant to Securities Companies' Engaging in Collective Entrusted Investment Management Business Circular

中国证监会机构监管部关于证券公司从事集合性受托投资管理业务有关问题的通知

June 02, 2003 | BY

clpstaff &clp articles &

Issued: April 29 2003Main contents: The Circular prohibits securities companies from raising funds from specified or unspecified investors for a collective…

Clp Reference: 3700/03.04.29 Promulgated: 2003-04-29

Issued: April 29 2003

Main contents: The Circular prohibits securities companies from raising funds from specified or unspecified investors for a collective investment plan or carrying out collective entrusted investment management before new procedures are implemented by the China Securities Regulatory Commission.
Related legislation: Regulating the Entrusted Investment Management Business of Securities Companies Circular, Nov 28 2001, CLP 2001 No.10 p9

clp reference:3700/03.04.29promulgated:2003-04-29

This premium content is reserved for
China Law & Practice Subscribers.

  • A database of over 3,000 essential documents including key PRC legislation translated into English
  • A choice of newsletters to alert you to changes affecting your business including sector specific updates
  • Premium access to the mobile optimized site for timely analysis that guides you through China's ever-changing business environment
For enterprise-wide or corporate enquiries, please contact our experienced Sales Professionals at +44 (0)203 868 7546 or [email protected]