China Securities Regulatory Commission, The First Batch of Items in Respect of which the Administrative Examination and Approval Requirements are to be Abolished Decision (32 Items) Notice

中国证券监督管理委员会关于第一批取消行政审批项目 (32项) 的通告

January 31, 2003 | BY

clpstaff &clp articles

Issued: December 21 2002Main contents: Appended to the Notice is a list of administrative examinations and approvals that are no longer required, for instance:-…

Clp Reference: 3700/02.12.21 Promulgated: 2002-12-21

Issued: December 21 2002

Main contents: Appended to the Notice is a list of administrative examinations and approvals that are no longer required, for instance:

- preliminary examination of the establishment of, and permission of the extension of, representative offices in China of foreign securities institutions, as well as the preliminary examination of leading/chief representatives of such offices;

- preliminary examination of, and permission, preliminary examination and examination and approval of the extension of, the foreign investment share business qualification of domestic securities companies;

- preliminary examination of the share distribution and lead share distribution business qualification of securities companies;

- preliminary examination and examination and approval of the establishment of securities investment consultancy institutions;

- examination and approval of the qualifications to engage in securities legal services by law firms and lawyers;

- record filing of foreign law firms assisting Chinese companies to issue, list and trade shares overseas; and

- examination and approval of the qualifications of securities law firms dealing in the business of overseas issuing and listing shares of overseas companies with interests in mainland China.

clp reference:3700/02.12.21promulgated:2002-12-21

This premium content is reserved for
China Law & Practice Subscribers.

  • A database of over 3,000 essential documents including key PRC legislation translated into English
  • A choice of newsletters to alert you to changes affecting your business including sector specific updates
  • Premium access to the mobile optimized site for timely analysis that guides you through China's ever-changing business environment
For enterprise-wide or corporate enquiries, please contact our experienced Sales Professionals at +44 (0)203 868 7546 or [email protected]