China Securities Regulatory Commission and People's Bank of China, Administration of Securities Investments In China by Qualified Foreign Institutional Investors Tentative Measures

中国证券监督管理委员会、中国人民银行合格境外机构投资者境内证券投资管理暂行办法

November 30, 2002 | BY

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Promulgated: November 5 2002Effective: December 1 2002Applicability: These Measures shall apply to the engagement in securities investment carried out…

Clp Reference: 3700/02.11.05 Promulgated: 2002-11-05 Effective: 2002-12-01

Promulgated: November 5 2002
Effective: December 1 2002
Applicability: These Measures shall apply to the engagement in securities investment carried out in the mainland by institutional investors established in the Hong Kong Special Administrative Region, the Macao Special Administrative Region and Taiwan.

Main contents: The Measures concern the qualifications; examination and approval; securities custody, registration and settlement; investment operations; fund management; and oversight of qualified foreign institutional investors.
Related legislation:Foreign Investment Industrial Guidance Catalogue (Amended in 2007), Oct 31 2007, CLP 2007 No.10 p22

clp reference:3700/02.11.05promulgated:2002-11-05effective:2002-12-01

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