Establishment of Securities Companies with Foreign Equity Participation Rules

外资参股证券公司设立规则

A set of rules which govern the establishment of securities companies with foreign equity participation.

Revised on October 11 2012. Latest revision can be found at:
http://www.chinalawandpractice.com/Article/3114172/Rules-for-the-Establishment-of-Securities-Companies-with-Foreign-Equity-Participation-2nd-Revision.html

 

(Promulgated by the China Securities Regulatory Commission on June 1 2002 and effective as of July 1 2002.)

（中国证券监督管理委员会於二零零二年六月一日发布，自二零零二年七月一日起施行。）

Article 1: These Rules are formulated in accordance with the relevant provisions of the Company Law and the Securities Law in order to meet the needs of the opening up of the securities market to foreign investment, to strengthen and improve the oversight of securities companies with foreign equity participation and to clarify the conditions and procedures for the establishment of securities companies with foreign equity participation.

第一条  为了适应证券市场对外开放的需要，加强和完善对外资参股证券公司的监督管理，明确外资参股证券公司的设立条件和程序，根据《公司法》和《证券法》的有关规定，制定本规则。

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